What is a Plan Executive Summary?

The Plan Executive Summary is a comprehensive report that provides a view of your plan’s health, activity, participant engagement, investments, and trends. You can generate a report on demand for any supported reporting period, including a preset quarter or custom date range (available back to 2024 for plans on the platform that long). This report is available for eligible plans.

To access the “Reports” page, log in to your employer portal and navigate to the “Reports” tab. From the “Reports” page, you can view several different types of reports, including your Plan Executive Summary. Select Plan Executive Summary, choose your desired reporting period, and generate your report. Once generated, you can download the PDF.

When is the Plan Executive Summary available?

Plan Executive Summary reports are generated quarterly. A Plan Executive Summary report is generated for a plan if:

• The plan had a vested or unvested account balance on the first or last date of the quarter OR
• There were plan transactions with a trade date on or between the first date of the quarter and the last date of the quarter.

A comprehensive summary of the plan is provided in a PDF report that sponsors for the plan can access through the sponsor portal. Sponsors will also receive an email when the report becomes available after the end of each quarter (starting in 2022 Q1).

How do I find the Plan Executive Summary report? 

To access the "Reports" page, log in to your employer portal and navigate to the "Reports" tab. From the "Reports" page, you can view several different types of reports, including your Plan Executive Summary. Simply select the Run report button, and then click Download. The report will automatically be downloaded.

What is included in the Plan Executive Summary report?

The Plan Executive Summary report includes:

• Plan summary and key metrics
• Contributions by money source
• Plan activity over time, including contributions, rollovers/transfers, withdrawals, loans, fees, forfeitures, and market gain/loss
• Participant engagement, including participation, registration, beneficiary assignment, and deferral rates
• Engagement by age
• Deferral summary
• Withdrawal activity
• Loan activity
• Investment summary, including assets by strategy, asset class, and fund performance
• Historical trends and peer comparisons, where available