What is a Plan Executive Summary?

The Plan Executive Summary report is a comprehensive report for a particular plan that provides an overview of the most important activity for the plan over a quarter.

When is the Plan Executive Summary available?

Plan Executive Summary reports are generated quarterly. A Plan Executive Summary report is generated for a plan if:

• The plan had a vested or unvested account balance on the first or last date of the quarter OR
• There were plan transactions with a trade date on or between the first date of the quarter and the last date of the quarter.

A comprehensive summary of the plan is provided in a PDF report that sponsors for the plan can access through the sponsor portal. Sponsors will also receive an email when the report becomes available after the end of each quarter (starting in 2022 Q1).

How do I find the Plan Executive Summary report? 

To access the "Reports" page, log in to your employer portal and navigate to the "Reports" tab. From the "Reports" page, you can view several different types of reports, including your Plan Executive Summary. Simply select the Run report button, and then click Download. The report will automatically be downloaded.

What is included in the Plan Executive Summary report?

The Plan Executive Summary report includes:

• Plan Summary
• Market Value of Accounts by Source
• Forfeiture Account Analysis
• Participant Overview
• Investment Election Summary
• Investment Value by Participant Age
• Investment Count by Participant Age