Division of Responsibilities (For Advisors)

This article is also published in the Employer Help Center.

Vestwell supports your business by making it easier to access and implement a retirement plan, including everything from onboarding to ongoing administration and compliance. That said, overseeing a retirement plan is a team sport, with a division of responsibility across the Plan Sponsor, Advisor, and Vestwell. Since you, the advisor, are serving as the plan's investment fiduciary -- either as an investment advisor or investment manager -- Vestwell is responsible for record-keeping, plan administration, and providing a streamlined technology platform.  If you're wondering how it all fits together, please click here for a breakdown of responsibilities. 

You may find other related articles here:

All About Fees and How They Are Charged

Payment of Plan Related Fees and Expenses

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